HANDLE FOR A SURGICAL INSTRUMENT AND SURGICAL INSTRUMENT
ASSEMBLY
The present invention relates to a handle for use with surgical instruments and in
particular to a handle for use with keyhole surgery, endoscopic and laparoscopic
instruments. The present application also relates to a surgical instrument assembly and
system including such a handle.
Keyhole surgery, endoscopic and laparoscopic techniques are known and have been
developed to allow surgery with smaller incisions than were previously the case. In
general the techniques require the insertion of a long, slender instrument into a body cavity
via a small incision. The instruments may comprise an endoscope for visualising the body
cavity and one or more other instruments for carrying out a surgical procedure, for
example a biopsy.
Surgical instruments for use in these techniques are controlled by a handle attached to the
shaft of the instrument. The handle allows the surgeon to manipulate the instrument and
operate it as required. One form of handle which is in widespread use comprises two
members that can pivot relative to one another to operate the instrument. The members
typically define openings for receiving a surgeon's digits, so they can be moved in the
same way as scissors. For example, the pivoting movement of the members may be
converted into movement of jaws at the end of the surgical instrument. A feature of a
pivotal connection is that the two members move relative to one another in the same plane.
In use the handle may have to be moved into a position where the arc of relative movement
of the two members is in a plane which is not comfortable for the surgeon's wrist. For
example the surgeon's wrist may need to be rotated to an extreme angle. It is desirable to
avoid this.
In an effort to solve this problem a handle where one of the members is articulated, having
an end portion that can pivot laterally relative to the plane of the arc of relative movement
has been proposed in NL-C-1012856. This articulation has been found to improve the

ergonomics of the handle and reduce the likelihood of a surgeon's wrist being at an
extreme angle. US-5,472,451 (Freitas et al) also discusses an endoscopic hand held grip
including a pivot portion through which the thumb of the operator is received. However,
the applicant has found that the movement of the end portion or pivot portion makes the
control less predictable and reduces the feedback received by the surgeon from the
instrument in use. As a result, some surgeons have preferred to use handles without
articulated or pivoting components, despite the problems with rotation of the wrist to
sometimes extreme angles.
It would be desirable to provide a handle for a surgical instrument in which rotation of the
user's wrist to extreme angles is avoided, while retaining good feedback and control for the
user.
In one aspect, the present invention provides a handle for a surgical instrument comprising
one part with a pivoting or articulated end portion, and a means for indexing the pivoting
movement of the end portion. The applicant has found that the indexing means allows
adjustment of the angle of the end portion together with improved control and tactile
feedback to the user, compared with not including the indexing means.
In another aspect, the present invention provides a handle for a surgical instrument
comprising one part with a pivoting or articulated end portion, and a means for locking the
movement of the end portion. The applicant has found that the locking means, when in a
position to prevent movement of the end portion, improves control and tactile feedback. In
use the locking would typically be disengaged while the user positions the instrument, and
engaged to prevent movement of the end portion before operating the instrument.
According to the present invention there is provided a handle for a surgical instrument, the
handle comprising:
a first part comprising:
a main portion; and
an end portion which is pivotally connected to the main portion;

a second part which is pivotally connected to the main portion of the first part
such that the first and second parts can move relative to each other; and
an indexing means for limiting the movement of the end portion to predetermined
positions relative to the main portion and for retaining the end portion in one of the
predetermined positions.
The first and second parts may comprise openings for receiving a users digits. The pivotal
connection of the second part to the main portion may have an axis which is substantially
perpendicular to the axis of the pivotal connection between the main portion and the end
portion. Any suitable way of connecting the parts to provide pivotal movement may be
utilised. For example, the pivotal connection between the end portion and main portion
may be implemented by a pin joint, or by a flexible connecting strip that enables relative
pivotal movement by its flexing.
The relative movement of the first and second parts results in the operation of a surgical
instrument connected to the handle. The indexing means allows adjustment of the angle of
the end portion together with improved control and tactile feedback to the user, compared
with the prior art. The indexing means acts to retain the end portion in a predetermined
position, reducing the chance of the end portion moving relative to the main portion during
operation of a surgical instrument.
The indexing means may be an indexing mechanism. In one embodiment the indexing
means comprises a series of depressions spaced apart from each other formed in the main
portion. A bearing is retained in the end portion, and is resiliently biased towards the main
portion so that it engages one of the series of depressions to provide the indexing.
In one embodiment the bearing is substantially spherical, this allows it to move more easily
from one depression to the next. Other bearing shapes, such as cylindrical, are also
suitable.
In one embodiment the handle further comprises a locking means configured to be
movable between locked and unlocked positions. In the locked position the end portion is

prevented from moving relative to the main portion. This allows a further improvement to
the user's control of the handle and the feedback received. The locking means may be a
locking mechanism.
According to another aspect of the invention, there is provided a handle for a surgical
instrument, the handle comprising:
a first part comprising:
a main portion; and
an end portion which is pivotally connected to the main portion;
a second part which is pivotally connected to the main portion of the first part
such that the first and second parts can move relative to each other; and
a locking means configured to be movable between locked and unlocked
positions, and wherein in the locked position the end portion is prevented from moving
relative to the main portion.
The locking means provides an improvement in the tactile feedback and control of the
handle over prior art handles without locking.
The locking means may be a locking mechanism. One embodiment of the locking means
comprises a shaft having a longitudinal projection configured to engage a corresponding
recess formed in the end portion and, in the locked position, to also engage a
corresponding recess formed in the main portion. With this embodiment, the construction
may be simplified if the shaft also forms the axis about which the end portion pivots
relative to the main portion.
In an alternative embodiment the locking means comprises a slider provided on the end
portion, wherein the slider has a protrusion that, in the locked position, engages a
corresponding recess formed in the main portion. This enables locking to be provided
with a simple construction.
The handle may further comprise a ratchet means for allowing movement of the first part
towards the second part and for resisting movement of the first part away from the second

part. This is particularly useful if the surgical instrument to which the handle is attached
exerts a resilient force, for example jaws which are closed against a resilient force, such as
might be provided by a spring. The ratchet means may be a ratchet mechanism.
The handle may further comprise a trigger configured to engage a pawl of the ratchet
means and for disengaging the ratchet when pressed. The handle may further comprise a
ratchet disengaging lever connected to the trigger and movable between a first position, in
which the trigger must be pressed to disengage the ratchet, and a second position, in which
the ratchet is disengaged.
The ratchet disengaging lever is substantially flush with the surface of the trigger when in
the second position, which improves the ergonomics of the handle in use. A further
advantage of this construction is that it allows a ratchet disengaging lever to be provided
on a part of the handle that moves relative to the surgical instrument operated by the
handle. The lever must be able to move by a certain distance between the first and second
positions to provide its function. In the first position the lever is closer to the parts of the
handle that do not move relative to the tool. This restricts the space available for lever and
can restrict the space for a user to place there finger on top of the lever to operate it. By
folding the lever flush with the trigger in the second position, the space occupied in the
first position is minimised allowing more space for a user to place their finger on top of it
to operate it. This is particularly advantageous in the restricted space available when the
lever is provided on a part of the handle that moves relative to the tool.
Advantageously, the ratchet disengaging lever comprises at least one extension for
enabling a user to move the lever from the second position to the first position. The
extension can extend beyond the surface of the trigger, so that when the ratchet
disengaging lever is in the second position, flush with the surface of the trigger, a user can
still easily operate the ratchet disengaging lever using the extension to move it back to the
first position.
The design of the ratchet disengaging lever described above is therefore particularly
suitable for handles in which the ratchet disengaging lever is mounted on a part of the

handle that moves relative to the surgical instrument. In some embodiments, the features of
the ratchet disengaging lever described above may be provided without locking or indexing
means.
The handle of the present invention may be used in a surgical instrument assembly. The
surgical instrument assembly may further comprise connection means for releasably
connecting the surgical instrument to the handle. In that case, it can form of the basis of a
surgical instrument system comprising various different handles and instruments. For
example, the same handle may be used with different instruments, or an additional handle
may be provided in addition to the handle of the present invention.
Embodiments of the present invention will now be described by way of example with
reference to the accompanying drawings, in which like reference numerals indicate like
parts, and in which:
Figures 1A-C depict a perspective view of an embodiment of the present invention with an
end portion at different orientations relative to a main portion;
Figure 2 depicts a cross section of the embodiment of Figures 1 A-C;
Figures 3 A and 3B are exploded diagrams of a combined index and locking mechanism
according to an embodiment of the present invention;
Figure 4 depicts a perspective view of a second embodiment of a handle according to the
present invention, attached to the shaft of a surgical instrument;
Figures 5 A and 5B depict the handle of Figure 4 in locked and unlocked configurations,
respectively;
Figure 6 depicts an exploded view of the locking mechanism of the handle of Figure 4;
Figures 7A and 7B depict partial perspective views from different angles of a ratchet
disengaging lever; and
Figure 8 depicts one example of a surgical instrument assembly using the handle of the
present invention.
Figure 1A depicts a perspective view of an embodiment of the handle 2 of the present
invention. A cross section of the embodiment of Figure 1A is depicted in Figure 2. The

handle 2 comprises a first part and a second part 6 which are pivotally connected to each
other. The first part comprises a main portion 4a and an end portion 4b pivotally
connected to the main portion 4a. The axis of the pivotal connection between the end
portion 4b and the main portion 4a is substantially perpendicular to the axis of the pivotal
connection between the first part and the second part 6.
Figures IB and 1C depict perspective views of the embodiment of Figure 1A with the end
portion 4b in different positions relative to the main portion 4a.
The second part 6 and the end portion 4b comprise openings 8, which are sized to receive
on or more of a user's digits in use. Preferably, the openings 8 are sized so that a user can
insert one or more fingers into the opening of the second part 6 and a thumb into the end
portion 4b.
The handle also comprises a ratchet 10 and pawl 12 that act to allow movement of the
second part 6 towards the first part but to resist the movement of the second part 6 away
from the first part. A trigger 14 is provided on the second part 6 that, when pressed
towards the first part by a user, acts on the pawl 12 to disengage it from the ratchet 10,
allowing free movement of the second part 6 relative to the first part (both towards and
away from the first part).
A ratchet disengaging lever 16 is provided on trigger 14. The ratchet disengaging lever 16
can be moved between a first position, away from the trigger 14 (as depicted in Figure 1 A,
1B and 1C) and a second position where it rests against the surface of the trigger 14 (as
depicted in Figures 7A and 7B). In the second position the ratchet disengaging lever is
flush with the surface of the trigger 14.
The shape of the ratchet disengaging lever 16 can be seen more clearly in Figures 7 A and
7B. These show partial perspective views of the handle from different angles. An
extension 15 is formed on the ratchet disengaging lever 16 that projects beyond the surface
of the trigger 14 when the ratchet disengaging lever 16 is in the second position. The
extension 15 allows a user to move the ratchet disengaging lever out of the second position

more easily - otherwise the flush position can make it difficult for a user to grasp the
ratchet disengaging lever 16. The extension 15 is preferably provided on both sides, but
could also be provided on one side only.
The handle 2 also has a connector 18 at it's distal end for connection of a surgical
instrument. The connector is a ball and socket type connector, for example those used on
tools and handles commercially available from Surgical Innovations Ltd.
As can be seen most clearly from the cross section of Figure 2, the pivotal connection
between the second part 6 and the main portion 4a of the first part is provided by a pin
joint 20. The second part 6 is connected to a link 22 so that the rotational movement of the
second part 6 relative to the main portion 20 is converted in a linear translation that can be
transferred to a surgical instrument connected to the connector 18.
The cross section of Figure 2 also shows the leaf spring 24 that provides a resilient force
that urges the pawl 12 against the ratchet 10. The cam profile of the ratchet disengaging
lever 16 is also visible, so that in the second position, folded flush with the trigger 14, the
ratchet disengaging lever 16 acts against the pawl 12 to move it out of engagement with the
ratchet 10.
The embodiment comprises an indexing and a locking mechanism which will now be
described with reference to the cross section of Figure 2 and the exploded diagrams of
Figures 3A and 3B.
A shaft 26 provides the pivotal connection between the end portion 4b and the main
portion 4a. The shaft 26 has a projection 28 which extends from the surface of the shaft 26
and is oriented parallel to the longitudinal axis. The shaft engages corresponding recesses
30, 32 which are formed in the end portion 4b and the main portion 4a respectively.
Two circumferential grooves 34, 36 are formed in the surface of the shaft 26 which engage
a ball bearing 38 retained in the main portion 4a. The ball bearing 38 is urged towards the
grooves by a helical spring 40. The force of the ball bearing 38 against the shaft 26 holds

it in place and allows for two positions of the shaft. In one position, with the ball bearing
38 engaged with groove 36, the shaft is positioned so that the projection 28 engages only
recess 30, enabling pivotal movement between the end portion 4b and the main portion 4a.
In a second position, with the ball bearing 38 engaged with groove 34, the shaft is
positioned so that the projection 28 engages both the recess 30 of the end portion 4b and
one of the recesses 32 formed in the main portion 4a, preventing relative movement of the
end portion 4b and main portion 4a. The combination of the projection 28 and the recesses
30,32 therefore forms a locking mechanism.
To provide indexing of the end portion position a plurality of depressions 42 are formed in
the end portion. In this embodiment five depressions 42 are formed, although other
embodiments may provide more or less than this. A ball bearing 44 is received in the end
portion 4b and resiliently urged against the end of the main portion 4a by a helical spring
46. The ball bearing 44 is therefore urged into one of the depressions 42, engaging the
depressions 42 to provide indexing. The resilient force from the helical spring 46 means
that some force is required to compress the spring before the end portion 4b can be moved
significantly relative to the main portion 4a. This provides a force to prevent movement of
the end portion when the lock formed by the projection 28 on the shaft is not engaged.
The recesses 32 for locking the position of the end portion are formed at corresponding
radial positions around the shaft 26 as the depressions 42. This enables the indexing to
locate the end portion 4b into a position at which it can be locked easily, if required.
This handle of the embodiment is made from an injection-moulded high temperature
polymer, although other manufacturing techniques and materials may also be used. For
example the handle may be machined from medical-grade materials.
In use, it is envisaged that the user will initially deploy the handle 2 with the end portion
4b parallel with main portion 4a and the shaft 26 in the locked position. This ensures that
the handle 2 can be used with good control and tactile feedback. If, during manoeuvring of
the handle 2, this initial position causes a users wrist to be at an extreme angle, the shaft
can be moved by a simple push action into the unlocked position. The end portion 4b is

then moved to the desired position. The indexing mechanism provides resistance against
movement out of the selected position and the handle can be operated in that position. For
improved certainty that the end portion 4b will remain at the same position relative to the
main portion 4a, the lock can optionally be engaged.
Thus, this embodiment allows a user to adjust the relative position of the end portion 4b to
avoid a wrist being at an uncomfortable angle. In addition the indexing and locking enable
the tool to have improved control and tactile feedback when the end portion 4b is not
parallel to the main portion 4a.
A second embodiment of the present invention is depicted in Figure 4. This embodiment
uses a slider mechanism to lock the angle of the end portion relative to the main portion.
The construction of this embodiment is the same as the first embodiment, save as described
below.
Figure 4 depicts a perspective view of a second embodiment of a handle 50 according to
the invention. The handle 50 includes a slider 52 for locking relative movement of the end
portion 54b relative to the main portion 54a. The handle 50 is shown attached to the shaft
51 of a surgical instrument. Figures 5 A and 5B are partial perspective views of the handle
50, showing the slider 52 in the locked position (Figure 5A) and the unlocked position
(Figure 5B).
An exploded view of the locking mechanism of the second embodiment is depicted in
Figure 6. The slider 52 is received in a generally cuboid-shaped opening 56 formed in the
end portion 54b. The opening 56 has longitudinal projections 58 formed in its side walls
that engage corresponding grooves 60 formed in the edge of the slider 52, so that the slider
52 is retained on the end portion 54b by the engagement of the longitudinal projections 58
with the grooves 60 and can slide relative to the end portion 54b. A locking projection 62
extends from the end of the slider 52. On the main portion 54a, a series of recesses 64 are
formed to receive the projection 62. A space 66 is provided before the recesses 64 begin.
The recesses 64 are aligned with the indexing positions provided by the indexing means.

In use, the locking mechanism of this embodiment is operated by sliding the slider 52
towards or away from the main portion 54a. When the slider is moved away from the main
portion 54a, the locking mechanism is in the unlocked position and the projection 62 is in
the space 66, allowing movement of the end portion 54b relative to the main portion 54a.
When the slider 52 is moved towards the main portion 54a, the locking mechanism is in
the locked position and the projection 62 engages a recess 64 and prevents movement of
the end portion 54b relative to the main portion 54a.
In an alternative construction of the embodiment of Figure 4, a resilient member, for
example a spring (not illustrated), is provided in the end portion 54b. This provides a force
that acts on the slider 52 to urge it towards the locked position. With this alternative
construction, the force provided by the spring will act to keep the slider 52 in the locked
position in the absence of a force applied to the slider by a user.
In a further variation of the construction, holding means (not illustrated) can be provided in
the handle and slider that interact to hold the slider 52 in the unlocked position when it has
been moved away from the locked position by a predetermined amount. For example a
protrusion and corresponding recess can be provided. With this variation the user can
choose to use the spring biasing of the slider 52 by not moving the slider 52 far out of the
locked position, or avoid the spring biasing by moving the slider 52 far enough out of the
locked position to engage the holding means.
One example of a surgical instrument assembly according to the present invention is
depicted in Figure 8. As depicted in the Figure 8 the handle of the Figure 4 embodiment is
connected to a single use "clinching" insert tool 68. It will be appreciated that the
assembly could use any other surgical instrument for use in keyhole surgery, endoscopic or
laparoscopic techniques.
Although specific locking and indexing mechanisms have been described in the
embodiments above, the invention is not limited to such mechanisms.

The embodiments described above provide a combined indexing and locking mechanism.
However, in alternative embodiments, the indexing features may provided without locking
features and the locking features may be provided without indexing features.

We Claim:
1. A handle for a surgical instrument, the handle comprising:
a first part comprising:
a main portion; and
an end portion which is pivotally connected to the main portion;
a second part which is pivotally connected to the main portion of the first part
such that the first and second parts can move relative to each other; and
an indexing means for limiting the movement of the end portion to predetermined
positions relative to the main portion and for retaining the end portion in one of the
predetermined positions.
2. A handle according to claim 1, wherein the indexing means comprises:
a series of depressions spaced apart from each other formed in the main portion;
and
a bearing retained in the end portion, wherein the bearing is resiliently biased
towards the main portion and engages one of the series of depressions to provide the
indexing.
3. A handle according to claim 2, wherein the bearing is substantially spherical.
4. A handle according to any one of the preceding claims, further comprising a
locking means configured to be movable between locked and unlocked positions, and
wherein in the locked position the end portion is prevented from moving relative to the
main portion.
5. A handle for a surgical instrument, the handle comprising:
a first part comprising:
a main portion; and
an end portion which is pivotally connected to the main portion;
a second part which is pivotally connected to the main portion of the first part
such that the first and second parts can move relative to each other; and

a locking means configured to be movable between locked and unlocked
positions, and wherein in the locked position the end portion is prevented from moving
relative to the main portion.
6. A handle according to claim 4 or 5, wherein the locking means comprises a shaft
having a longitudinal projection configured to engage a corresponding recess formed in the
end portion and, in the locked position, to also engage a corresponding recess formed in
the main portion.
7. A handle according to claim 6, wherein the shaft forms the axis about which the
end portion pivots relative to the main portion.
8. A handle according to claim 4 or 5, wherein the locking means comprises a slider
provided on the end portion, wherein the slider has a protrusion that, in the locked position,
engages a corresponding recess formed in the main portion.
9. A handle according to any one of the preceding claims, further comprising a
ratchet means for allowing movement of the first part towards the second part and for
resisting movement of the first part away from the second part.
10. A handle according to claim 9, further comprising a trigger configured to engage a
pawl of the ratchet means and for disengaging the ratchet when pressed.
11. A handle according to claim 10, further comprising a ratchet disengaging lever
connected to the trigger and movable between a first position, in which the trigger must be
pressed to disengage the ratchet, and a second position, in which the ratchet is disengaged,
wherein the ratchet disengaging lever is substantially flush with the surface of the trigger
when in the second position.
12. A handle according to claim 11, wherein the ratchet disengaging lever comprises
at least one extension for enabling a user to move the lever from the second position to the
first position.

13. A surgical instrument assembly comprising a handle according to any one of the
preceding claims and a surgical instrument; wherein relative movement of the first and
second parts causes operation of the surgical instrument.
14. A surgical instrument assembly according to claim 13, further comprising
connection means for releasably connecting the surgical instrument to the handle.
15. A surgical instrument system comprising a surgical instrument assembly
according to claim 14, and at least one additional handle or surgical instrument.

A handle (3) for a surgical instrument, and in
particular a handle for use with keyhole surgery,
endoscopic and laparoscopic instruments is disclosed.
In one embodiment, the present invention provides a
handle for a surgical instrument comprising one part
with a pivoting or articulated end portion (4b), and a
means for indexing the pivoting movement of the end
portion. The indexing means allows adjustment of the
angle of the end portion together with improved control
and tactile feedback to the user. In another aspect,
the present invention provides a handle for a surgical
instrument comprising one part with a pivoting or
articulated end portion, and a means for locking the
movement of the end portion. The locking means can be
moved between locked and unlocked positions. The end
portion can be pivoted or articulated to a desired
angle and the locking means moved to a position to
prevent movement of the end portion holding it at the
desired angle. This improves control and tactile
feedback to the user.