| 1 | TM-1 | 25 May 2016 |
| 2 | Reply to Exam Report (MIS-R) | 22 Oct 2016 |
| 3 | Authorization Letter | 22 Jun 2019 |
| 3 | Documents in support of Show cause Hearing (SCH) | 22 Jun 2019 |
| 4 | Authorization Letter | 22 Jun 2019 |
| 4 | Documents in support of Show cause Hearing (SCH) | 22 Jun 2019 |
| 5 | Journal Copy | 26 Nov 2019 |
| 6 | Certificate | 31 Jan 2020 |
| 1 | Hearing Notice (Show Cause) | 8174810 | 4023532 | 26 Apr 2019 |
| 2 | Hearing notice (Adjourned) | 8555164 | 4240835 | 09 Jul 2019 |
| 3 | Tribunal Accepted Notice for : 3267794 | 8894374 | 4379890 | 09 Sep 2019 |