THE PATENTS ACT 1970
COMPLETE SPECIFICATION
SECTION 10

A PROCESS FOR THE PREPARATION OF C.N.S.I. PHOSPHOROTHIONATES DERIVATES.

Indian Oil Corporation Limited, an Indian company of G-9, Ali Yavar Jung Marg, Bandra (East), Mumbai-400051, Maharashtra, India

The following specification particularly describes and ascertains the nature of this invention and the manner in which it is to be performed:

GRANTED
3/11/2003

This invention relates to thermally Stable phosphorothionates from cashew nut shell liquid for use as thermally stable, antioxidant, antiwear and extreme pressure additives in a lubricant composition. The said additive for use in a lubricant controls wear on metal parts and enhances its load carrying properties.
BACKGROUND
Lubrication involves the process of friction reduction, accomplished by maintaining a film of a lubricant between two surfaces which are moving with respect to each other. The lubricant prevents contact of the moving surfaces, thus greatly lowering the coefficient of friction. Since lubricants for different uses operate under different conditions, numerous additives have been developed to establish or enhance various properties of lubricants. Representative types of additives which are used include viscosity improvers, detergents, dispersants, antioxidants, extreme pressure additives, corrosion inhibitors and others. Frequently, combinations of additives are required.
Of particular importance in many applications are antiwear agents, many of which function by a process of interaction with the surfaces, thereby providing a chemical film which prevents metal-to-metal contact under high load conditions. Wear inhibitors which are useful under extremely high load conditions are (frequently called "extreme pressure agents". These extreme pressure agents are frequently selected from the following chemical types: zinc organodithiophosphates; sulfiirized olefins, chlorinated waxes; amine salts of phosphate esters; phosphites; and others. Certain of these materials, however, must be used judiciously in certain applications due to their property of accelerating corrosion of metal parts, such as bearings. In addition, some applications require very low concentrations of certain elements, such as phosphorus, which restricts the utility of otherwise quite useful extreme pressure agents.
An exhaustive literature review was conducted to examine the types of
chemistries in use as antiwear and EP additives. Example of antiwear and
extreme pressure additives are: sulfur-and/or phosphorous-and/or halogen-
containing compounds, such as sulfurized olefins and vegetable oils, zinc
dialkyldithiophosphates, tritolyl phosphate, tricresyl phosphate, chlorinated
paraffins, alkyl and aryl di- and trisulfides, amine salts of mono- and dialkyl
phosphates, amine salts of methylphosphonic acid, diethanolaminomethyl
tolyltriazole , di(2-ethylhexyl)- aminomethyltolyltriazole, derivatives of 2,5-
dimercapto-l,3,4-thiadiazole, triphenylthiophosphate (triphenyl
phosphorothioate), diphenylmonononylphenyl phosphorothioate, isobutylphenyl

diphenyl phosphorothioate, derivatives of 2-mercaptobenzothiazole and ethoxycarbony 5-octyldithiocarbarnate.
The object of the present invention is to provide for a thermally stable,
antioxidant, antiwear and extreme pressure lubricant additive, derived from
CNSL, a renewable and biodegradable product from vegetable sources and
at very low price, which would amount to substantial overall cost of quality, energy efficient lubricant/fuel formulations.
often available
reduction in the
Another object of the present invention is to provide for a lubricant composition and more particularly, to lubricant compositions comprising oils of lubricating viscosity or greases thereof containing a minor thermally stable antioxidant, antiwear and extreme pressure additive derived from cashew nut shell liquid.

Cashew nut shell liquid (CNSL) occurs as a reddish brown viscous liquid in the
soft honeycomb structure of the shell of cashewnut, a plantation product
obtained from the cashew tree, Anacardium Occidentale L. Native to Brazil, the
tree grows in the coastal areas of Asia & Africa. Cashewnut attached to cashew
apple is grey colored, kidney shaped and 2.5-4 cm long. The shell is about 0.3
cm thick, having a soft leathery outer skin and a thin hard inner skin. Between
these skins is popularly callec
the honeycomb structure containing the phenolic material CNSL. Inside the shell is the kernel wrapped in a thin brown
skin, known as the testa.
The nut thus consists of the kernel (20-25%), the shell liquid (20-25%) and the testa (2%), the rest being the shell. CNSL, extracted with low boiling petroleum ether, contains about 90% anacardic acid and about 10% cardol. CNSL, on distillation, gives the pale yellow phenolic derivatives, which are a mixture of biodegradable unsaturated m-alkylphenols, including cardanol. Catalytic hydrogenation oil these phenols gives a white waxy material, predominantly rich in tetrahydroanaeardol.
phenolic resins
CNSL and its derivatives have been known for producing high temperature
and friction elements, as exemplified in U.S. Pat. Nos.
4,395,498 and 5,218,038. Friction lining production from CNSL is also reported
in U.S. Pat. No. 5,433,774. Likewise, it is also known to form different types of
friction materials, mainly for use in brake lining system of automobiles and
coating resins from CNSL. However, the first application of CNSL in making
lubricating oil additives was disclosed by us in US patents 5,916,850 and
5,910,468.

Our U.S. Pat. 15,916,850 described development of multifunctional additives from cashew nut shell liquid or from saturated alkylphenols derived from cashew nut shell liquid. The patent relates to a process for preparing tri (alkylaryl) phosphorodithioate. The products of this invention were found to have better antifriction, extreme pressure and antiwear properties. In another US patent, 5,910,468, cashew nut shell liquid has been exploited for developing overbased calcium phenate detergents as additives for lubricant formulations. In another US Patent 6,339,052, additives derived from cashew nut shell liquid were exploited in lubricant compositions for internal combustion engines.
DETAILED DESCRIPTION OF THE INVENTION
To achieve the said objects, the present invention provides for CNSL phosphorothionates. It also provides for a process for the preparation of CNSL phosphorothionates for use as an thermally stable, antioxidant, antiwear and extreme pressure additive in a lubricant composition, comprising the steps of hydrogenating distilled technical cashew nut shell liquid (CNSL) with a catalyst as herein described to fully hydrogenate the olefmic chain and reacting said cashew nut shell liquid with phosphorus trihalides and sulphur, the reaction being carried out at a temperature ranging from 20 to 220°C.
i The materials of the present invention are useful as additives for lubricants in
which they can iiunction primarily as thermally stable antiwear, antiscuff, and/or
extreme pressure agents. They may be employed in a variety of lubricants based
on diverse oils of lubricating viscosity, including natural and synthetic
lubricating oils and mixtures thereof. These lubricants include crankcase
lubricating oils for spark-ignited and compression-ignited internal combustion
engines, including automobile and truck engines, two-cycle engines, aviation
piston engines, marine and railroad diesel engines, and the like. They can also
be used in gas engines, stationary power engines and turbines and the like.
Automatic or manual transmission fluids, transaxle lubricants, gear lubricants,
including open and enclosed gear lubricants, tractor lubricants, metal-working
lubricants, hydraulic fluids and other lubricating oil and grease compositions
can also benefit from the incorporation therein of the compositions of the
present invention. They may also be used as wirerope, walking cam, way, rock
drill, chain and conveyor belt, worm gear, bearing, and rail and flange
lubricants.
The compounds of the invention can be incorporated into lubricating oils and power transmitting oils as an antiwear additive in an amount from between about 0.01 to 5 wt. %, preferably from between about 0.1 to 1.5 wt. %, most preferably from between about 0.2 to 1.0 wt. %. The oleaginous materials may

be formulated to contain other additives such as viscosity modifiers, auxiliary antioxidants, friction modifiers, dispersants, antifoaming agents, auxiliary antiwear agents, pour point depressants, detergents, rust inhibitors and the like.
Compositions containing the above additives are typically blended into base oils in amounts sufficient to provide their normal attendant function. Representative examples of amounts in which these additives are conventionally to lubricating oils are as follows:
Additive I Wt. % (broad) I Wt. % (preferred)
Viscosity Modifier 0.01-12 0.01-4
Corrosion Inhibitor 0.01-5 0.01-1.5

Oxidation Inhibitor 0.01-5.0 0.01-1.5

Pour Point Depressant 0.01-5.0 0.01-1.5
Dispersant 0.1-20.0 0.1-8.0
Anti-Foaming Algents 0.01-3.0 0.01-0.15
Anti-Wear Agents 0.01-5.0 0.01-2.0

Friction Modifiers 0.01-5.0 0.01-2.5

Detergents 0.01-10.0 0.01-3.0
Rust Inhibitors 0.01-4.0 0.01-2.0

Base Oil Balance Balance
The additives can be incorporated into the lubricating oil in any convenient manner. Thus, they can be added directly to the oil by dispersing or dissolving same in the oil. Such blending can be performed at room temperature or at elevated temperatures. Alternatively, the additives may be first formed into concentrates, which are subsequently blended with the oil. The final formulations may typically contain from between about 2 wt. % to 20 wt. % of additives.
Suitable dispersants include hydrocarbyl succinimides, hydrocarbyl
succinamides, mixed ester/amides of hydrocarbyl substituted succinic acid,
hydroxyesters of hydrocarbyl-substituted succinic acid, amides of aromatic
acids and Mannich condensation products of hydrocarbyl-substituted phenols,
formaldehyde and polyamines. Mixtures of such dispersants can also be
employed.

The preferred dispersant for use in combination with the CNSL phosphorothionate additives of the present invention are alkenyl succinimides. These acyclic hydrocarbyl substituted succinimides are formed with various amines, polyamines and amine derivatives, and are well known to those of ordinary skill in the art. An example of a particularly suitable dispersant is the polyisobutenyl succinimide reaction product of polyisobutylene succinic anhydride, wherein the polyisobutene moiety preferably has a number average molecular weight in the range from between about 500 to 5000, preferably from between about 800 to 2500 and an alkylene poly amine such as methylene tetramine or tetraethylene pentamine or mixtures of polyamines containing 3 to 12 nitrogen atoms per molecule, known in the art as PAM. The use of alkenyl succinimides that have been treated with an inorganic acid of phosphorus (or an anhydride thereof) and a boronating agent are also suitable for use in combination with the compounds of the invention and are more compatible with
elastomeric sea elastomers.
s made from such substances as fluoroelastomers and silicon
Suitable antioxidants for use in combination with the additives of the present invention include amine-type and phenolic antioxidants. Examples of arnine-type antioxidants include phenyl alpha napthylamine, phenyl beta naphthalyamine and bis- alkylated diphenyl amines (e.g., p,p'-bis(alkylphenyl)-amines wherein the alkyl groups each contain from 8 to 12 carbon atoms). Phenolic antioxidants include sterically hindered phenols (e.g., 2,6-di-tert-butylphenol, 4-methyl-2,6-di-tert-butylphenol) and bis-phenols (e.g., 4,4"-methylenebis(2,6-di-tert-butylphenol). Phosphorous compounds, such as ZDDP, or phosphites are also commonly added to automatic transmission fluids (ATF) and passenger car motor oils (PCMO) as antioxidants. In addition to providing antiwear properties, the compounds of the present invention provide antioxidant credits to lubricating compositions, allowing for the formulation of lubricating compositions with a reduced amount, or no amount, of dedicated antioxidant additive.

Suitable friction
modifiers are molecules having a polar head group and an
oleophilic tail group. The polar head groups cause the molecule to be adsorbed onto the friction surface. These groups can be, but are not limited to, amines, mono and diethoxylated amines, carboxylic acids, amides, imides, alcohols, phenols, thiols, sulfonic acids, phosphites, phosphates, esters and combinations thereof. The oleophilic groups are typically alkyl groups, normally linear alkyl groups. These alkiyl groups range in carbon number from between about C.sub.8 to C.sub.30, preferably from C.sub. 12 to C.sub.20. They may be saturated or
unsaturated, and may contain hetero atoms such as nitrogen or sulfur providing

that the hetero atoms do not adversely affect the ability of the molecule to
function as a friction modifier.
Examples of friction modifiers suitable for use with the antiwear additives of
the invention include oleamide, tallow amine, diethoxylated tallow amine, N,N-
bis(2-hydroxyethyl)-octadecyl amine, N,N-bis(2-hydroxyethyl)-
stearyloxypropylamine, oleic acid, N,N-hydroxyethyl,N-(N',N'-bis(2-hydroxyethyl)ethylamine)-stearylamine and the diamide produced from isostearic acid and tetraethylene pentamine, molybdenum dithiocarbamates and molybdenum dithiophosphates.
Suitable compounds for use as viscosity modifiers are generally high molecular weight hydrocarbon polymers, including polyesters. Oil soluble viscosity modifying polymers generally have weight average molecular weights from about 10,000 to 1,000,000, preferably from about 20,000 to 500,000, as determined by gel permeation chromatography or light scattering methods.
Representative examples of suitable viscosity modifiers are polyisobutylene, copolymers of ethylene and propylene and higher alpha-olefins, polymethacrylates, polyalkylmethacrylates, methacrylate copolymers, copolymers of unsaturated dicarboxylic acid and vinyl compound, inter polymers of styrene and acrylic esters, and partially hydrogenated copolymers of styrene/isoprene, styrene/butadiene and isoprene/butadiene, as well as partially hydrogenated homopolymers of butadiene and isoprene and isoprene/divinyloenzene.
Lubricating oils and power transmission oils incorporating the antiwear additives of the invention may also contain rust inhibitors such as nonionic polyoxyalkylene polyols and esters thereof, polyoxyalkylene phenols, phenoxyacetic acids and anionic alkyl sulfonic acids, as well as corrosion inhibitors, such as thiadiazole polysulfides containing from between about 5 to 50 carbon atoms') their derivatives and polymers thereof; derivatives of 1,3,4-thiadiazoles; andlthio and polythio sulfenamides of thiadiazoles. Such oils may also contain an antifoamant, including polyacrylate-type antifoamants, polysiloxane-type antifoamants and fluorosilicone-type antifoamants, and detergents, such as overbased and neutral calcium sulfonate, calcium phenate, magnesium sulfonate and magnesium phenate.
Generally speaking, the process of manufacturing the additives in accordance with this invention may be carried out as follows:
Specifically, cashew nut shell liquid is distilled at reduced pressure to yield a

mixture ot biodegradable oletinic phenols, the components ot CNSL contain a phenolic hydroxyl group and an C15H31-n unsaturated side chain, where n=0,2,4 or 6. Such a mixture is converted to their saturated C15 phenol derivatives by catalytic reduction in the presence of a palladium or platinum or nickel hydrogenation catalyst. The alkyl phenol is treated with phosphorus trihalides and sulphur in the presence of a solvent. After the completion of the reaction, the solvent is removed and product extracted with another organic solvent to yield the desired CNSL phosphorothionate derivatives.
Triaryl thiophosphates are known plasticizing and flame retardant agents for polymers. However, symmetrical triaryl thiophosphates e.g triphenyl phosphate, are crystalline solids. This detracts from their use as plasticizers as they have a tendency to crystallize and bloom to the surface of the plasticized composition. As solids, these compounds are difficult to process and handle. They also have a disagreeable H2S odor.
The composition of the invention can also be prepared by forming a mixture of cashew nut shell liquid and phenol or substituted phenol. This cardanol mixture is then reacted with a phosphorous trihalide, e.g chloride or bromide, in an amount sufficient to completely substitute to halide cites though more or less can be used. Generally 3.0-3.5 molecular equivalents (~ 5-15% excess) of the phenols as per molecular equivalent of phosphorous trihalide is used. The reaction is carried out by heating mixture of reactants to a temperature at which hydrogen halide is involved, i.e. between about 30°C and about 200°C. If desired a nitrogen sparge and a catalyst such as a metal or metallic chloride catalyst can be employed. Any excess phenol can be stripped under vacuum. The triaryl phosphite/mixed triaryl phosphite product can then be reacted directly with sulphur to form the triaryl thiophosphate/ mixed triaryl thiophosphate final product. The reaction with the sulphur is generally carried out by heating the reactants with an amount of sulphur, preferably powdered sulphur, equimolar to the phosphite at temperatute ranging from about 140°C to about 250°C for a sufficient time to accomplish the reaction depending on temp and reactants, e.g. for about 1-3 hours, to yield CNSL phosphorothionates.
The compounds of the invention can also be prepared by reacting thiophosphoryl chloride with the cardanol and mixed phenol blend. The sulfurization step can be avoided though the other steps apply. When using thiophosphoryl chloride it is again important to the operation of the invention that any distillation be prior to the base washing and mild drying.
The following examples illustrate the invention, but without intending to imply any limitation thereon.

EXAMPLE 1
Partial Hydrogenation of Distilled Technical Cashew Nut Shell Liquid
(CNSL)
Distilled technical CNSL was charged to a Parr Reactor with about 1% of Nickel hydrogenation catalyst (containing 25% Nickel) or about 0.2% of Palladium on carbon (containing 10% Pd) or about 0.2% of Platinum on alumina. The reactor was charged with hydrogen at 200 Psi and at 130°C for about 5 hours. The reaction was monitored by NMR & GC to check the reduction of olefinic chain, while controlling the conditions so as not to reduce the phenolic ring. On completion of the reaction, the catalyst was filtered out and saturated cadanol phenol was isolated.
EXAMPLE 2
Preparation of Tricardanol phosphorothionate (I)
In a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor take 0.6 mole of cardanol. Raise temperature to 55°C under N2 atmosphere and add 0.172 mol of PC13 dropwise such that temperature of the reaction mixture does not exceed 70°C. Raise temperature to 150°C and maintain for 2 h. Stop heating ,cool the reaction mixture to room temperature, add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Recover solvent to obtain triarylphosphite (yield 80%). To 0.1 mole of phosphite add 0.10 mole of elemental sulfur ,raise temperature to 180°C and maintain for 3 h to obtain compound I(yield 75%,viscous liquid). 31P NMR spectra shows single peak at 52.97 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691.2 cm-1 corresponding to P=S group, m/e = 972 confirming formation of the product.

EXAMPLE 3
Preparation of Dicardanol monophenyl phosphorothionate (II, R=H)
10
In a similar set up as above take 0.4 mole of cardanol and 0.2 mol of phenol. Raise temperature to 55°C under N2 atmosphere and add 0.172 mol of PC13 dropwise such that temperature of the reaction mixture does not exceed 70°C. Raise temperature to 150°C and maintain for 3 h. Stop heating ,cool the reaction mixture to room temperature, add methyl ethyl ketone so as to thin the compound Wash the reaction mixture with 5% NaOH soln. and brine solution. Recover solvent to obtain the corresponding phosphite (yield 85%). To 0.13 mole of phosphite add 0.13 mole of elemental sulfur, raise temperature to 180°C and maintain for 3 h to obtain compound II (yield 75%,viscous liquid).



P NMR spectra shows single peak at 53.5 ppm , 1R spectra shows stretch at 694.1 cm-1 conjesponding to P=S group and m/e = 764 confirming formation of the product.

EXAMPLE 4
Preparation of Monocardanoldiphenylphosphorothionate (III, R =R =H)
31
Take 0.1 moe of cardanol.and 0.2 mol of phenol in a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor. Raise temperature to 55°C under N2 atmosphere and add 0.086 mol of PC13 dropwise. After completion of addition raise temperature of the reaction mixture to 150°C and maintain for 2 h. Stop heating ,cool the reaction mixture to room temperature, add toluene as a diluent. Wash the reaction mixture with 10%, NaOH soln. and: water. Recover solvent to obtain the phosphite (yield 78%). To 0.06 mole of phosphite add 0.06 mole of elemental sulfur ,raise temperature to 180°C and maintain for 4 h to obtain compound III (yield 80%,viscous liquid).

Preparation of Dicardanol mono(m)cresolphosphorothionate (II, R=m-CH3)
P NMR spectra shows single peak at 52.8 ppm corresponding to pentavalent phosphorus. BR. spectra shows stretch at 691.0 cm-1 corresponding to P=S group, m/e = 552 confirming formation of the product.
In a similar set up as above take 0.4 mole of cardanol and 0.2 mol of m-cresol. Raise temperature to 55°C under N2 atmosphere and add 0.172 mol of PC13 dropwise such that temperature of the reaction mixture does not exceed 70°C.
Raise temperature to 150°C and maintain for 3 h. Stop heating ,cool the reaction mixture to room temperature, add methyl ethyl ketone so as to thin the compound Wash the reaction mixture with 5% NaOH soln. and brine solution. Recover solvent to obtain the corresponding phosphite (yield 83%). To 0.12 mole of phosphite add 0.12 mole of elemental sulfur, raise temperature to 180°C and maintain for 4 h to obtain compound II (yield 80 %,viscous liquid). 31P NMR spectra shows single peak at 54.1 ppm , IR spectra shows stretch at 690.5 cm-1 corresponding to P=S group and m/e = 776 confirming formation of the product.
EXAMPLE 6
Preparation of Monocardanol di(m)cresolphosphorothionate (III, R1=R2= m-CH3)
Take 0.1 mole of cardanol.and 0.2 mol of m-cresol in a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor. Raise temperature to 55°C under N2 atmosphere and add 0.0.086 mol of PC13 dropwise. After completion of addition raise temperature of the reaction mixture to 150°C and maintain for 2 h. Stop heating ,cool the reaction mixture to room temperature, add toluene as a diluent. Wash the reaction mixture with 10% NaOH soln. and water. Recover solvent to obtain the phosphite (yield 88%). To 0.06 mole of phosphite add 0.06 mole of elemental sulfur ,raise temperature to 180°C and maintain for 4 h to obtain compound III (yield 80%,viscous liquid).
1
P NMR spectra shows single peak at 53.8 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691.0 cm-1 corresponding to P=S group, m/e = 580 confirming formation of the product.
EXAMPLE 7
Preparation of Tricardanol phosphorothionate (I)
In a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor take 0.3 mole of cardanol. Raise temperature to 55°C under N2 atmosphere and add 0.086 mol of PC13 dropwise such that temperature of the reaction mixture does not exceed 70°C. Raise temperature to 150°C and maintain for 2 h.. To the reaction mixture add 0.08 mole of elemental sulfur ,raise temperature to 180°C and maintain for 3.5 h Stop heating ,cool the reaction mixture! to room temperature, add methyl ethyl ketone as the diluent.

Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate Recover it to obtain compound I (yield 85%) 3iP NMR spectra shows single peak at 52.8 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691.9 cm-1 corresponding to P=S group, m/e = 971 confirming formation of 1.

EXAMPLE 8
Preparation of Dicardanol monophenyl phosphorothionate (II, R=H)
In a setup as for example 2, take 0.2 mole of cardanol and 0.1 mole of phenol. Raise temperature to 55°C under N2 atmosphere and add 0.086 mol of PC13 dropwise. After completion of addition raise temperature of the reaction mixture to 150°C and maintain for 2 h.. To the reaction mixture add 0.09 mole of elemental sulfur ,raise temperature to 180°C and maintain for 3 h Stop heating ,cool the reaction mixture to room temperature, add methyl ethyl ketone as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate and recover it to obtain compound II (yield 80%) P NMR spectra shows single peak at 53.5 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 694.5 cm"1 corresponding to P=S group, m/e = 764.
EXAMPLE 9

Preparation of Cardanol diphenyl phosphorothionate (III, R1 =R2 =H)
In a setup as for example 2, take 0.1 mole of cardanol and 0.2 mole of phenol. Raise temperature to 55°C under N2 atmosphere and add 0.086 mol of PC13 dropwise such that temperature of the reaction mixture does not exceed 70°C. Raise temperature to 150°C and maintain for 1 h.. To the reaction mixture add 0.08 mole of elemental sulfur ,raise temperature to 180°C and maintain for 2 h Stop heating ,cool the reaction mixture to room temperature, add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate Recover it to obtain compound III (yield 85%) 31P NMR spectra shows single peak at 52.8 ppm corresponding to
pentavalent phosphorus. IR spectra shows stretch at 691.
EXAMPLE 10

Preparation of Dicardanol mono(m)cresolphosphorothionate (II, R=m-CH3)
In a setup as for example 2, take 0.2 mole of cardanol and 0.1 mole of m-cresol. Raise temperature to 55°C under N2 atmosphere and add 0.086 mol of PC13 dropwise. After completion of addition raise temperature of the reaction mixture to 150°C and maintain for 2 h.. To the reaction mixture add 0.09 mole of elemental sulfur ,raise temperature to 180°C and maintain for 3 h Stop heating ,cool the reaction mixture to room temperature, add methyl ethyl ketone as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate and recover it to obtain compound II (yield 85%) 31PNMR spectra shows single peak at 54.0 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 690.5 cm-1 corresponding to P=S group, m/e = 776.

EXAMPLE 11
Preparation of Cardanol di(m)cresol phosphorothionate (III, R =R = m-CH3)
Take 0.1 mole of cardanol and 0.2 mole of m-cresol in a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet. Add 0.086 mol of PC13 dropwise such that temperature of the reaction mixture does not exceed 70°C. Raise temperature to 150°C and maintain for 2 h.. To the reaction mixture add 0.08 mole of elemental sulfur ,raise temperature to 180°C and maintain for 2 h Stop heating ,cool the reaction mixture to room temperature, add toluene as solvent. Wash the reaction mixture with 10% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate Recover it to obtain compound III (yield 80%) 31P NMR spectra shows single peak at 52.0 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 685.9 cm"1 corresponding to P=S group, m/e = 580 confirming formation of desired product.
EXAMPLE 12

Preparation of Tricardanol phosphorothionate (I)
Take 0.6 mole of|phenol in a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor. Under N2 atmosphere add 0.180 mol of thiophosphorylchloride dropwise such that temperature of the reaction mixture does not exceed 55°C. Raise temperature to 150°C ,maintain for 2 h. and then raise temperature to 180°C and maintain for 3 h. Stop heating ,cool the

reaction mixture to room temperature, add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate. Recover it to obtain compound I (yield 85%). 31P NMR spectra shows single peak at 53.0 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691.6 cm-1 corresponding to P=S group, m/e = 971 confirming formation of the product. EXAMPLE 13
Preparation of IDicardanol monophenyl phosphorothionate (II, R=H)

In a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor take 0.4 mole of cardanol and 0.2 mole of phenol. Under N2 atmosphere add 0.180 mol of thiophosphoryl chloride dropwise Raise temperature to 150°C ,maintain for 2 h. and then raise temperature to 180°C and maintain for 3 h. Stop heating ,cool the reaction mixture to room temperature,
add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and
ii
brine solution. Dry the solvent over anhyd. sodium sulfate and recover it to obtain compound II (yield 80%) 3IP NMR spectra shows single peak at 53.4 ppm IR spectra shows stretch at 693.0 cm-1 corresponding to P=S group, and
m/e = 764.
i
EXAMPLE 14 |
Preparation of Monocardanol diphenyl phosphorothionate (III, R1=R2=H)
Take 0.1 mole of cardanol and 0.2 mole of phenol in a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor. Under N2 atmosphere add 0.086 mol of thiophosphorylchloride dropwise such that temperature of the reaction mixture does not exceed 55°C. Raise temperature to 150°C ,maintain for 2 h. and then raise temperature to 180°C and maintain for 3 h. Stop heating ,cool the reaction mixture to room temperature, add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate Recover it to obtain compound III (yield 80%) 31P NMR spectra shows single peak at 53.0 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691.5 cm-1 corresponding to P=S group, m/e = 552 confirming formation of the product.
EXAMPLE 15


Preparation of Dicardanol mono(m)cresol phosphorothionate (II, R=m-CH3)
In a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor take 0.4 mole of cardanol and 0.2 mole of m-cresol. Under N2 atmosphere add 0.180 mol of thiophosphorylchloride dropwise Raise temperature to 150°C ,maintain for 2 h. and then raise temperature to 180°C and maintain for 4 h. Stop heating ,cool the reaction mixture to room temperature,
add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and
i
brine solution. Dry the solvent over anhyd. sodium sulfate and recover it to obtain compound II (yield 85%) 31P NMR spectra shows single peak at 53.0 ppm IR spectra shows stretch at 690.5 cm-1 corresponding to P=S group, and m/e = 776.
EXAMPLE 16
Preparation of Monocardanol di(m)-cresolphosphorothionate (III, R1=R2= m-CH3)
Take 0.1 mole of cardanol and 0.2 mole of m-cresol in a multinecked round bottom flask fitted with stirrer, thermometer pocket,N2 inlet and condensor. Under N2 atmosphere add 0.086 mol of thiophosphorylchloride dropwise such that temperature of the reaction mixture does not exceed 55°C. Raise temperature to 150°C ,maintain for 2 h. and then raise temperature to 180°C and maintain for 3 h. Stop heating ,cool the reaction mixture to room temperature, add methyl ethyl ketone as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate Recover it to obtain compound III (yield 80%) 31P NMR spectra shows single peak at 53.2 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691.5 cm-1 corresponding to P=S group, m/e = 580 confirming formation of the product.
EXAMPLE 17:
Preparation of Cardanol m-cresol p-nonylphenol phosphorothionate (III, Rl=m-CH3andR2=p-C9H19)

In a setup as for example 2, take 0.1 mole of cardanol, 0.1 mole of m-cresol and 0.1 mole of 0.1 mole of p-nonyl phenol . Raise temperature to 55°C under N2 atmosphere and add 0.09 mol of PC13 dropwise such that temperature of the

reaction mixture does not exceed 70°C. Raise temperature to 150°C and maintain for 1 h.. To the reaction mixture add 0.08 mole of elemental sulfur, raise temperature to 180°C and maintain for 2 h. Stop heating, cool the reaction mixture to room temperature and add toluene as the diluent. Wash the reaction mixture with 5% NaOH soln. and brine solution. Dry the solvent over anhyd. sodium sulfate and purified by column chromatography to obtain compound III R1=m=CH3 and R2=p-C9H19) (yield 85%). 31P NMR spectra shows single peak at 53.1 ppm corresponding to pentavalent phosphorus. IR spectra shows stretch at 691 cm-1 for P=S functionality and m/e=692 confirming formation of the desired product.

Performance evaluation of products
Cost and time prohibit real-life testing of stabilizer systems, therefore laboratory tests have been developed to simulate conditions under which degradation occurs. Thermal gravimetric analysis (TGA) is a sensitive technique used to follow the weight change of a sample as a function of temperature, thereby providing information about the thermal stability, volatility and decomposition temperature of the additive studied. The test simulates conditions which the additive would experience during operation and usage.
iAs shown in Table I, TGA scans were used to measure the thermal stability of a series of phosphorothionates shown previously by formulae (I), (Il)and (III). The percentage weight loss of the starting phosphorothionate was determined as a function of temperature.


As shown in Table-1, monocardanol diphenyl phosphorothionates are more thermally stable than triphenyl phosphorothionates. With the addition of second and third CNSL phenol, the thermal stability further enhances. Tricardanol phosphorothionates gets fully decomposed at 730°C, vis-a-vis 310°C in the case of triphenylphosphorothionates.
The synthesised CNSL phosphorothionate derivatives were evaluated in a
solvent refined, highly paraffinic, 150 neutral grade, mineral base oil having a

kinematic viscosity of 28.8 at 40°C. and 5.0 cSt at 100°C, for their antiwear and load carrying properties. The results of these tests are given in Table 2.
.
A four ball machine was used for studying antiwear properties, involving measurement of wear scar on the ball at 196N load, 55.degree. C. temperature and 1800 rpm for one hour. In general, triarylphosphorothionates reduced wear scar over unformulated base oil, by 20-60% at 0.5-1.0% dosage (Table-2).
Extreme pressure properties were determined by measuring the weld load, in duplicate, on a four ball machine according to ASTM D-2783 test method, while increasing the load in stages of 98IN, 1099N, 1236N, 1570N, 1766N, 1962N and 2206N. Synthesised triarylphosphorothionates showed an increase in weld load from 25-50% at additive dosage of 0.5-2.0% (Table-1).
Antioxidant performance of the blends was determined by differential scanning
calorimetry (DSC), adopting temperature range of 100-350.degree. C, heating
rate of 10.degree. C. per minute and oxygen flow rate of 60-80 ml/minute. The
temperature at the onset of oxidation was taken as the criterion for assessment
of antioxidant performance. In general, claimed triarylphosphorothionates
increased the temperature of the onset of oxidation by 65-95°C, w.r.t.
unformulated base oil (Table-2).
Antifriction properties were measured by an oscillating friction and wear test apparatus, under the point contact conditions. The minimum stabilised value of the coefficient of the friction, recorded during the continuous run, was taken as a criterion for friction. Synthesised triarylphosphorothionates, at 0.5-1.0% level, reduced coefficient of friction by 35-55%, as compared to base oil (Table-2).
The above data clearly demonstrates that additive amounts of the triarylphosphorothionates, derived from CNSL, in premium quality automotive and industrial lubricants significantly enhance the lubricant's energy efficiency, antiwear, antioxidant and extreme pressure properties. The unique additives described in this patent application are useful at low concentrations, are non-metallic and do not contain any potentially corrosive sulfur. These salts can be readily prepared in a one pot process. Furthermore, development and use of these multifunctional lubricant/fuel additives, derived from CNSL, a renewable and biodegradable product from vegetable sources and often available at very low price, would amount to substantial overall reduction in the cost of quality, energy efficient lubricant/fuel formulations.


The above data clearly demonstrates that additive amounts of CNSL phosphorothionaies, in premium quality automotive and industrial lubricants
l 20

energy efficient
significantly control the wear and oxidation. The unique additives described in this patent application are useful at low concentrations, are non-metallic and do not contain any potentially corrosive sulfur. These salts can be readily prepared in a one pot process. Furthermore, development and use of these antiwear and antioxidant lubricant/fuel additives, derived from CNSL, a renewable and biodegradable product from vegetable sources and often available at very low price, would amount to substantial overall reduction in the cost of quality,
lubricant/fuel formulations.
The instant lubricating oil composition comprising is a synergistic composition and there is no reaction among its ingredients.

claim:
A process for the preparation of CNSL phosphorothionate derivatives of formula;

for use as an additive in a lubricant composition wherein R1 and R2 are H or alkyl or cycloalkyl or aryl at ortho, meta or para positions, with both R1 and R2 could be same or different, and one of the aryl moiety is derived from cashew nut shell liquid, said process comprising the steps of:
(a) partially hydrogenating distilled technical cashew nut shell liquid (CNSL) with a catalyst to fully hydrogenate the olefinic chain;
(b) reacting said partially saturated cashew nut shell liquid with phosphorus trihalide and sulphur, the reaction being carried out at a temperature ranging from 20 to 250°C.
The process as claimed in claim 1 wherein said catalyst includes palladium, platinum or nickel.
The process as claimed in claim 1, wherein the phosphorus trihalide includes phosphrous trichloride or phosphorus tribromide or phosphorus tri-iodide.
The process as claimed in claim 1, wherein the reaction is carried out in the presence of a solvent.
A process for the preparation of CNSL phosphorothionate derivatives for use as an additive in a lubricant composition comprising the steps of:

reacting a cardanol mixture with a phosphorous trihalide in a predetermined amount sufficient to completely substitute halide sites at a temperature between about 30°C to about 200°C and

6.

sulfurization of the reaction product at a temperature ranging between about 140 °C to about 250 °C.
A process as claimed in claim 5 wherein the cardanol mixture comprises a mixture of cashew nut shell liquid and a phenol or substituted phenol.

A process as claimed in claim 6 wherein about 3.0 to 3.5 molecular equivalents of phenols as per molecular equivalent of phosphorus trihalide is used.
8. A lubricant composition comprising:
- a major proportion of a material selected from the group consisting of an oil of lubricating viscosity and a grease and remainder an additive comprising CNSL phosphorothionates as prepared in claims 1 to 7.
9. The lubricant composition as claimed in claim 8, wherein the additive is present in an amount ranging from about 0.01 to about 5 wt %, preferably 0.03 - 3 wt %.
10. The lubricant composition as claimed in claim 8, wherein the oil of lubricating viscosity is selected from the group consisting of a mineral oil, a synthetic oil, and mixtures thereof.
11. The lubricant composition as claimed in claim 10 wherein said synthetic oils include polypropylene glycol, trimethylol propane esters, neopentyl and pentaerythritol esters, polyethylene glycol, di(2-ethylhexyl) adipate, fluorocarbons, siloxanes, phenoxy phenyl ethers and poly alphaoleflns.
12. The lubricant as claimed in claim 8, wherein the material is a grease selected from the group consisting of a lithium grease, a calcium grease, a sodium grease, a clay, and a titanium grease.
13. The lubricant composition as claimed in claim 8 further comprising other additives including viscosity modifiers, auxiliary antioxidants, friction modifiers, dispersants, antifoaming agents, auxiliary antiwear agents, pour point depressants, detergents, rust inhibitors.

14. The lubricant composition as claimed in claim 13 wherein said dispersahts include hydrocarbyl succinimides, hydrocarbyl succinamides, mixed ester/amides of hydrocarbyl substituted succinic acid, hydroxyesters of hydrocarbyl-substituted succinic acid, amides of aromatic, acids and Mannich condensation products • of hydrocarbyl-substituted phenols, formaldehyde and polyamines or mixtures'thereof.
15. The lubricant composition as claimed in claim 13 wherein said antioxidants include amine-type and phenolic antioxidants.
16. The lubricant composition as claimed in claim 15 wherein said amine-type antioxidants include phenyl alpha napthylamine, phenyl beta naphthalyamine and bis- alkylated diphenyl amines (e.g., p,p'-bis(alkylphenyl)-amines wherein the alkyl groups each contain from 8 to 12 carbon atoms), stearically hindered phenols, bis-phenols, Phosphorous compounds or phosphites
17. The lubricant composition as claimed in claim 13 wherein said friction
modifiers suitable for use with the antiwear additives include oleamide,
II tallow amine, diethoxylated tallow amine, N,N-bis(2-hydroxyethyl)-
octadecy amine, N,N-bis(2-hydroxyethyl)-stearyloxypropylamine, oleic
acid, N,N-hydroxyethyl,N-(N',N'-bis(2-hydroxyethyl)ethylamine)-
stearylamine and the diamide produced from isostearic acid and
tetraethylene pentamine, molybdenum dithiocarbamates and molybdenum
dithiophosphates.
18. The lubricant composition as claimed in claim 13 wherein said compounds for use as viscosity modifiers are generally high molecular weight hydrocarbon polymers, including polyesters.
19. The lubricant composition as claimed in claim 18 wherein said viscosity modifiers include polyisobutylene, copolymers of ethylene and propylene and higher alpha-olefins, polymethacrylates, polyalkymethacrylates. methacrylate copolymers, copolymers of unsaturated dicarboxylic acid and vinyl compound, inter polymers of styrene and acrylic esters, and partially hydrogenated copolymers of styrene/isoprene, styrene/butadiene and isoprene/butadiene, as well as partially hydrogenated homopolymers of butadiene and isoprene and isoprene/divinylbenzene.
20. A process for the preparation of CNSL phosphorothionate derivatives
substantially as herein described with reference to the foregoing examples

21. A lubricant composition substantially as herein described with reference to the foregoing examples.


Dated this 23rd day of May 2002

Archana Shanker of Anand And Anand Advocates Attorney for the Applicant